TMJ Partners is a financial recruiter for Japan and Asia for more than 18 years. Focused on FinTech, Bitcoin, FX, Securities, Banks, Hedge Funds and Private Banks. Covering CEO, CAO, COO, CTO, CFO, CPA, Analyst, Marketer, Trader, Sales, Structuring, and Real Estate market positions in Tokyo, Hong Kong, Singapore, and Seoul.

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2456 - Job Japan Online Securities Legal & Compliance Officer

  • Tokyo Minato-ku
  • 12M yen+ Bonus Package

Global Online Securities firm is looking for a Bilingual Legal & Compliance Officer in Tokyo, Japan. Major responsibilities are looking over various Equities, FX, CFDs, Crypto Currency, Futures, Derivatives and & Related trading instruments that will include reporting to the overseas head office investment committee.

* Full understanding of all deal differences & benefits between Legal, Compliance, Audit, Trade Surveillance procedures, Accounting, and other related trade areas within Capital Markets or Asset Management are expected.

* More than 5+ years of direct Compliance experience for Financial products within Securities, Asset Management, Investment Banks & other related parties.  

* The background can be flexible in this role. In addition, any knowledge about Fintech, Blockchain, STO, Shadow Banking, Financial Product laws and regulations for Real Estate, Fund and Securities products is very attractive.

* Native Japanese and business level English is also expected.  

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