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2110 - Job Japan Compliance Officer Hedge Fund

  • Hong Kong
  • US$150K Base + Bonus

Expanding Hedge Fund firm with over US$1Billion in AUM is looking for a Compliance Officer in Hong Kong.

* The strategy focus of the hedge fund is equity long / short within Japan, Hong Kong, Korea and China. 

* Major responsibilities are Equity Trade Surveillance and regulatory relations that will include reporting or responding to the request and inspections of local and regional authorities.

* Full understanding of all differences & benefits between Trade Surveillance procedures and other related areas within Equity Capital Markets is expected.

* Smooth maintenance of relationships with any regulatory counterparts at the  FSA,  will also be coordinated with.

* More than 5+ years of experience on related issues within asset management firms, investment banks, securities firms, institutional investors and other related parties would be expected.  

* The background can be flexible in this role. In addition, any knowledge about financial product laws and regulations for fund and securities products is required.

* Business level English is also expected. Any Japanese or Mandarin skills would be a solid compliment.

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