Top securities firm is looking for a compliance officer who can provide support and advice regarding compliance issues for equities, research and private banking department. Its responsibilities also include monitoring of dealings for the above departments and revision of solicitation materials and on going sales status. 5 year work experience with securities firm and 3 year compliance experience with securities firm are required as are the certificate of JSDA internal administrator and fluent English. This is a good opportunity where you will gain in depth knowledgeable experience through wide ranging responsibilities.