TMJ Partners is a financial recruiter for Japan and Asia for more than 18 years. Focused on FinTech, Bitcoin, FX, Securities, Banks, Hedge Funds and Private Banks. Covering CEO, CAO, COO, CTO, CFO, CPA, Analyst, Marketer, Trader, Sales, Structuring, and Real Estate market positions in Tokyo, Hong Kong, Singapore, and Seoul.
Expanding online Securities firm (US & Japanese Equity, FX, CFDs, Cryptocurrency) is looking for a Senior Bilingual Compliance Officer in Tokyo, Japan. Major responsibilities are looking over various Crypto Currency, Futures, Derivatives and & Related trading instruments that will include reporting to the overseas head office investment committee.
* Full understanding of all deal differences & benefits between Trade Surveillance procedures, Accounting, and other related Tax areas within Capital Markets or Asset Management are expected.
* More than 10+ years of direct Compliance experience for Equity or Fixed Income products within Asset Management firms, Investment Banks, Securities firms, Institutional investors & other related parties.
* The background can be flexible in this role. In addition, any knowledge about Bitcoin, STO, Shadow Banking, Financial Product laws and regulations for Real Estate, Fund and Securities products is very attractive.
* Native Japanese and business level English is also expected.
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