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1662 - Job Japan Compliance Officer (Regulatory)

  • Tokyo
  • 15M Yen

A securities firm of Japanese mega bank group is looking for a compliance officer urgently. Major responsibilities are regulatory relations (reporting or responding to the request and inspections of local authorities) and maintenance of relationship with any regulatory counterparts. More than 8 year experience of related issues at securities firms in addition to sufficient knowledge about financial product laws and regulations are required. Business level English is a plus.


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